Providers › UBS Financial Services Inc

UBS Financial Services Inc

Service provider, as named on Schedule C
EIN 132638166
Plan year 2024
Direct compensation reported $26,762,058

Plans listing this provider

671

1.19% of the 56,420 plans with Schedule H financials; 705 in 2023

Assets of those plans

$66,803,518,963

0.86% of all Schedule H plan assets

Plans where it is the recordkeeper

service code 65 (recordkeeping) or 64 (recordkeeping and information management)

Median direct compensation per participant, as recordkeeper

$111.56

across 87 plans that pay it a positive direct amount

Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.

Services reported

Service code	Meaning	Plans
27	Investment advisory (plan)	443
99	Other fees	206
50	Direct payment from the plan	158
21	Trustee (bank, trust company or similar)	88
64	Recordkeeping fees	87
15	Recordkeeping and information management	87
49	Other services	87
26	Investment advisory (participants)	58

Largest plans served

Plan	Employer	Assets	Participants	Direct compensation
Lyondellbasell Savings Plan	Lyondell Chemical	$2,671,491,588	10,036	$99,197
Genuine Parts Company 401(k) Savings Plan	Genuine Parts	$2,536,454,267	38,037	$200,000
SS&C Technologies, Inc. 401(k) Retirement Savings Plan	SS&C Technologies	$1,797,361,469	14,189	$75,000
Cleveland-cliffs Steel LLC Hourly 401(k) Plan	Cleveland-Cliffs Steel	$1,666,468,275	13,833	$64,800
Slalom 401(k) Plan	Slalom	$1,571,597,560	13,508	$68,002
HCL America, Inc. 401(k) Plan	HCL America	$1,489,339,830	17,805	$404,602
Gibson, Dunn & Crutcher LLP Retirement Plan	Gibson Dunn & Crutcher	$1,456,731,229	3,990	$25,750
Bio-rad Laboratories, Inc. 401(k) Profit Sharing Plan	Bio-rad Laboratories	$1,146,363,829	4,761	$60,000
DST Systems, Inc. 401(k) Profit Sharing Plan	DST Systems	$1,094,048,460	4,521	$75,000
Charles River Laboratories, Inc. Savings/plus Plan	Charles River Laboratories	$1,073,757,445	13,435	$83,500
Cleveland-cliffs Steel LLC Savings and Investment Plan	Cleveland-Cliffs Steel	$1,063,066,831	4,277	$13,200
Curtiss Wright Corporation Savings & Investment Plan	Curtiss-wright	$1,054,440,303	6,927	$70,000
Adidas 401(k) Savings and Retirement Plan	Adidas America	$956,204,516	9,915	$98,790
Amedisys Holding, LLC 401(k) Plan	Amedisys Holding	$954,895,996	21,623	$172,182
Michael Baker International 401(k) Plan	Michael Baker International Holdco	$933,441,316	5,653	$133,409
Vericast Corp. 401(k) Plan	Harland John H	$883,349,812	5,665	$75,000
Applied Industrial Technologies, Inc. Retirement Savings Plan	Applied Industrial Technologies	$862,317,717	1	$74,636
PTC 401k Savings Plan	PTC	$855,963,083	3,789	$62,500
Taft Stettinius & Hollister LLP Thrift Savings & Retirement Plan	Taft Stettinius & Hollister	$848,887,158	1,807	$5,713
Fair Isaac 401(k) Plan	Fair Isaac	$821,574,146	2,423	$18,750
L.L. Bean 401(k) Retirement Savings Plan	LL Bean	$803,456,624	5,610	$61,800
Brightspring Health Services Retirement Savings Plan	RES Care	$794,243,965	14,074	$62,500
The Cleveland-cliffs Steel Corporation Thrift Plan a	Cleveland-cliffs Steel	$782,621,118	3,216	$12,400
UC Health 401(k) Retirement Savings Plan	UC Health	$758,443,380	14,082	$57,000
Apache Corporation 401(k) Savings Plan	Apache	$715,252,110	2,363	$91,732

Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.