Plans listing this provider
10
0.02% of the 56,420 plans with Schedule H financials; 4 in 2023
Providers › Rockefeller Financial LLC
Rockefeller Financial LLC
- Service provider, as named on Schedule C
- Plan year 2024
- Direct compensation reported $219,160
Assets of those plans
$140,255,125
0.00% of all Schedule H plan assets
Plans where it is the recordkeeper
0
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$219,160
90% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 27 | Investment advisory (plan) | 9 |
| 55 | Other commissions | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Huffines Auto Dealerships Retirement Savings Plan | Ray Huffines Chevrolet Inc. D.B.A. Huffines Auto Dealerships | $33,416,877 | 647 | $75,746 |
| Fleis & Vandenbrink Engineering, Inc. 401(k) Plan | F & V Companies | $24,757,888 | 364 | $23,508 |
| KL&A 401(k) Plan | Kunz Leigh & Associates | $19,753,455 | 191 | $29,723 |
| Floracraft, Inc. Profit Sharing/401(k) Plan | Floracraft | $15,417,299 | 306 | $26,439 |
| M. Argueso & Co., Inc. 401(k) Plan & Trust | M. Argueso | $11,577,791 | 183 | $11,196 |
| ACI Parts Warehousing 401(k) Profit Sharing Plan | ACI Parts Warehousing 401(k) Profit Sharing Plan | $9,638,089 | 179 | $4,936 |
| Mac Pizza Management 401(k) Plan | Mac Pizza Management | $8,405,970 | 1,044 | $33,410 |
| Flow-rite Employees' Retirement Plan | Flow-rite Controls | $6,650,048 | 116 | $6,498 |
| Baudville Brands 401(k) Plan | Baudville | $5,421,438 | 116 | $7,704 |
| RADCO Residential, LLC 401(k) Plan | RADCO Residential | $5,216,270 | 249 | $0 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.