Plans listing this provider
18
0.03% of the 56,420 plans with Schedule H financials; 15 in 2023
Providers › Prospera Financial Services
Prospera Financial Services
- Service provider, as named on Schedule C
- EIN 751832551
- Plan year 2024
- Direct compensation reported $306,785
Assets of those plans
$394,635,269
0.01% of all Schedule H plan assets
Plans where it is the recordkeeper
1
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$306,785
61% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 27 | Investment advisory (plan) | 13 |
| 50 | Direct payment from the plan | 4 |
| 70 | Consulting fees | 3 |
| 52 | Investment management fees paid indirectly by plan | 3 |
| 99 | Other fees | 2 |
| 17 | Consulting (pension) | 2 |
| 15 | Recordkeeping and information management | 1 |
| 13 | Contract administrator | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Stream Realty Partners 401(k) Savings Plan | Stream Realty Partners | $97,077,847 | 1,688 | $0 |
| Phoenix Closures, Inc. 401(k) Salary Deferral Profit Sharing Plan and Trust | Phoenix Closures | $49,089,199 | 207 | $36,889 |
| Conn-selmer 401(k) & Profit Sharing Plan | Conn-selmer | $43,313,708 | 983 | $41,593 |
| First Co. 401(k) Retirement Plan | First | $25,826,479 | 426 | $0 |
| MBL (USA) Corporation 401(k) Savings Plan | MBL (USA) | $23,236,102 | 222 | $31,685 |
| Employee Resource Administration L.P. 401(k) Plan | Employee Resource Administration | $23,133,095 | 168 | $0 |
| Door Systems 401(k) Plan | Door Systems Assa Abloy US | $22,168,263 | 486 | $0 |
| Gilleland Chevrolet 401(k) Profit Sharing & Trust | Gilleland Chevrolet Cadillac | $15,824,552 | 331 | $41,499 |
| Banner 401(k) Plan | Banner of N.O. | $14,007,643 | 304 | $24,992 |
| Avala 401(k) Plan | Fairway Medical Center LLC DBA Avala | $13,973,011 | 313 | $20,240 |
| Discovery Schools 401(k) Plan | Discovery Health Sciences Foundation | $13,256,330 | 609 | $0 |
| The Expo Group, LLC Employer 401(k) Plan | Expo Group | $12,503,897 | 357 | $26,686 |
| Phoenix Closures West 401(k) Plan | Phoenix Closures | $11,210,018 | 330 | $6,944 |
| Gitsit Solutions, LLC 401(k) Plan | Gitsit Solutions | $10,872,242 | 108 | $0 |
| Woolf Holdings, LLC Profit Sharing and Savings Planrecordkeeper | Woolf Holdings | $10,792,879 | 185 | $50,970 |
| Cinergy Entertainment Group 401(k) Plan | Cinergy Entertainment Group | $4,715,672 | 498 | $6,325 |
| Primary Care Solutions 401(k) Plan | Primary Care Solutions | $3,634,332 | 172 | $0 |
| Freightworks 401(k) Plan | Freightworks Transport | $0 | 0 | $18,962 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.