Plans listing this provider
181
0.32% of the 56,420 plans with Schedule H financials; 182 in 2023
Providers › Principal Securities Inc
Principal Securities Inc
- Service provider, as named on Schedule C
- EIN 420941553
- Plan year 2024
- Direct compensation reported $524,258
Assets of those plans
$5,361,973,072
0.07% of all Schedule H plan assets
Plans where it is the recordkeeper
2
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$524,258
8% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 99 | Other fees | 146 |
| 49 | Other services | 145 |
| 55 | Other commissions | 111 |
| 27 | Investment advisory (plan) | 34 |
| 50 | Direct payment from the plan | 8 |
| 26 | Investment advisory (participants) | 4 |
| 15 | Recordkeeping and information management | 2 |
| 21 | Trustee (bank, trust company or similar) | 2 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Principal Ease 401(k) Plan | Principal Life Insurance | $650,877,712 | 27,194 | $0 |
| Buildwise | Plan Professionals | $650,180,984 | 11,503 | $3,325 |
| Alltech Savings & Retirement Plan | Alltech | $208,327,706 | 1,626 | $0 |
| Fort Healthcare, Inc. Savings Plan | Fort Healthcare | $129,263,151 | 1,053 | $0 |
| Valley Children's Specialty Medical Group 401(k) Profit Sharing Plan | Valley Children's Specialty Medical Group | $117,645,582 | 387 | $0 |
| Marcone Appliance Parts Center 401(k) Profit Sharing Plan | Marcone Appliance Parts | $99,536,408 | 1,360 | $0 |
| Clarke Power Services, Inc. Employee Retirement Savings Plan | Clarke Power Services | $94,584,283 | 917 | $0 |
| Hilde Companies Profit Sharing and 401(k) Savings Plan | Satellite Industries | $91,921,627 | 795 | $0 |
| Wright Service Corp. 401(k) Retirement Plan | Wright Service | $86,633,996 | 2,819 | $0 |
| Sukup Manufacturing Company 401(k) Profit Sharing Plan | Sukup Manufacturing | $85,226,173 | 874 | $38,448 |
| Landus 401(k) Plan | Landus Cooperative | $80,421,772 | 817 | $187,125 |
| Lynch Companies 401(k) Savings Plan | LDV | $79,966,799 | 736 | $0 |
| Fusion Medical Staffing LLC 401(k) Plan | Fusion Medical Staffing | $77,484,859 | 2,314 | $19,061 |
| Albaugh, LLC 401(k) Profit Sharing Plan | Albaugh | $71,976,300 | 365 | $0 |
| C&B Operations, LLC Retirement Savings Plan | C&B Operations | $68,853,738 | 1,142 | $0 |
| Ida Grove Bancshares, Inc. ESOP With 401(k) Provisions and Trust Agreement | United Bank of Iowa | $67,179,748 | 375 | $0 |
| Griswold Industries 401(k) Profit Sharing Retirement Plan | Griswold Industries | $62,640,701 | 563 | $0 |
| Galen Medical Group Employees Retirement Savings Plan | Galen Medical Group Employees | $62,210,548 | 596 | $0 |
| American Association of Motor Vehicle Administrators (aamva) 401(k) Plan | American Association of Motor Vehicle Administrators | $60,216,583 | 266 | $0 |
| Merchants Bonding Co. Mutual Savings Plan | Merchants Bonding | $58,173,919 | 283 | $0 |
| Veenstra & Kimm, Inc. Profit Sharing Plan | Veenstra & Kimm | $57,090,062 | 246 | $0 |
| Mccown Gordon Construction, L.L.C. Profit Sharing 401(k) Plan | Mccown Gordon Construction | $56,533,057 | 499 | $0 |
| Litehouse, Inc. Employees' 401(k) Profit Sharing Plan | Litehouse | $53,446,330 | 1,244 | $0 |
| Maplewood Toyota, Inver Grove Honda & Inver Grove Toyota 401(k) Plan | Maplewood Motors | $49,297,877 | 801 | $0 |
| American Electronic Warfare Associates, Inc. 401(k) Profit Sharing Plan | American Electronic Warfare Associates | $46,497,158 | 529 | $0 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.