Plans listing this provider
24
0.04% of the 56,420 plans with Schedule H financials; 22 in 2023
Providers › Principal Funds
Principal Funds
- Service provider, as named on Schedule C
- EIN 421520346
- Plan year 2024
- Direct compensation reported $878,870
Assets of those plans
$8,130,437,342
0.10% of all Schedule H plan assets
Plans where it is the recordkeeper
3
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$878,870
17% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 28 | Investment management | 20 |
| 59 | Shareholder servicing fees | 18 |
| 52 | Investment management fees paid indirectly by plan | 2 |
| 50 | Direct payment from the plan | 2 |
| 13 | Contract administrator | 2 |
| 15 | Recordkeeping and information management | 1 |
| 27 | Investment advisory (plan) | 1 |
| 16 | Consulting (general) | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Lumen 401(k) Savings Planrecordkeeper | Lumen Technologies | $7,295,025,591 | 36,691 | $841,589 |
| First Student, Inc. Retirement Savings Planrecordkeeper | Firstgroup America | $328,168,310 | 11,465 | $18,302 |
| Edwin L Heim Co 401(k) Profit Sharing and Employee Stock Ownership Plan | Edwin L. Heim | $88,224,303 | 230 | $0 |
| Ida Grove Bancshares, Inc. ESOP With 401(k) Provisions and Trust Agreement | United Bank of Iowa | $67,179,748 | 375 | $10,855 |
| Upgrade Inc. 401(k) Plan | Upgrade | $54,530,578 | 1,961 | $0 |
| First State Bancorp, Inc. Combined Retirement Benefit Planrecordkeeper | First State Bancorp | $42,961,592 | 141 | $8,124 |
| Envision Aesc US, LLC 401(k) Plan | Envision Aesc US | $29,932,244 | 1,018 | $0 |
| Envision Aesc US, LLC 401(k) Plan | Envision Aesc US | $29,932,244 | 1,018 | $0 |
| Ascent Industries Co. 401(k) Plan | Ascent Industries | $29,667,700 | 473 | $0 |
| Association of the United States Army Inc Retirement Plan | Assoc of the United States Army | $25,360,192 | 135 | $0 |
| Bridgeview Eye Partners Retirement Savings Plan | Bridgeview Eye Partners | $24,281,896 | 988 | $0 |
| Distek Integration, Inc. 401(k) Profit Sharing Plan | Distek Integration | $23,732,577 | 215 | $0 |
| Aclaris Therapeutics Inc 401(k) Plan | Aclaris Therapeutics | $14,067,523 | 109 | $0 |
| Nite IZE, Inc. 401(k) Retirement Savings Plan | Nite IZE | $13,346,676 | 140 | $0 |
| M-files 401k Plan | M-files | $11,758,829 | 128 | $0 |
| Professional Case Management 401(k) Plan | ACT for Health DBA Professional Case Management | $9,524,166 | 419 | $0 |
| Brightway Insurance 401(k) Plan | Brightway Insurance | $9,304,555 | 263 | $0 |
| Silvus Technologies, Inc. 401(k) Plan | Silvus Technologies | $8,746,998 | 278 | $0 |
| Sharp Transit, LLC Employees 401(k) Retirement Plan | Sharp Transit | $7,320,608 | 181 | $0 |
| Apex Retirement Savings Plan | Schubemo Holdings | $5,247,136 | 138 | $0 |
| Blaze Pizza 401(k) Plan | Blaze Pizza | $5,200,400 | 87 | $0 |
| Girl Scouts of Western Ohio's 401(k) Thrift Plan | Girl Scouts of Western Ohio | $3,768,398 | 147 | $0 |
| Progressive Quality Care, Inc. 401(k) Plan | Progressive Quality Care | $3,155,078 | 171 | $0 |
| Ibmc College 401(k) Plan | Laub Company Inc. DBA Ibmc College | $0 | 0 | $0 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.