Plans listing this provider
42
0.07% of the 56,420 plans with Schedule H financials; 46 in 2023
Providers › Osaic FA Inc
Osaic FA Inc
- Service provider, as named on Schedule C
- EIN 351151034
- Plan year 2024
- Direct compensation reported $456,563
Assets of those plans
$2,214,840,212
0.03% of all Schedule H plan assets
Plans where it is the recordkeeper
3
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$456,563
41% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 99 | Other fees | 18 |
| 27 | Investment advisory (plan) | 17 |
| 55 | Other commissions | 14 |
| 49 | Other services | 13 |
| 50 | Direct payment from the plan | 8 |
| 15 | Recordkeeping and information management | 3 |
| 21 | Trustee (bank, trust company or similar) | 3 |
| 26 | Investment advisory (participants) | 3 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Akima, LLC 401(k) Plan | Akima | $554,653,640 | 11,984 | $0 |
| Modern Technology Solutions, Inc. 401(k) Plan | Modern Technology Solutions | $402,174,436 | 2,481 | $0 |
| ASM Research LLC 401(k) Plan | ASM Research | $239,702,612 | 2,198 | $39,140 |
| Non-union Employees 401(k) Plan | Megalodon Midco | $145,551,472 | 1,717 | $0 |
| Ossur Americas, Inc. 401(k) Retirement Savings Plan | Ossur Americas | $88,490,838 | 1,114 | $45,165 |
| Broder Bros., Co. Employees' 401(k) Trust | Broder Bros. | $80,053,896 | 3,035 | $21,000 |
| Servisfirst Bank 401(k) Profit Sharing Plan and Trust | ServisFirst Bancshares | $71,024,769 | 704 | $16,446 |
| Bfpe International, Inc. 401k Plan | Bfpe International | $67,907,301 | 577 | $119,559 |
| Edmund Optics, Inc. 401(k) Savings Retirement Plan | Edmund Optics | $45,083,666 | 483 | $22,179 |
| Bard Manufacturing Company, Inc. Savings and Profit Sharing Plan | Bard Manufacturing | $43,627,650 | 469 | $0 |
| Delaware Elevator, Inc. Retirement Plan | Delaware Elevator | $37,037,787 | 471 | $4,400 |
| Spangler Candy Company 401(k) Savings Plan | Spangler Candy | $35,735,139 | 293 | $0 |
| Atcs, P.L.C. 401(k) Plan | Atcs | $35,555,989 | 416 | $8,566 |
| Reingold, Inc. 401(k) Plan | J.R. Reingold & Associates | $26,654,920 | 334 | $8,155 |
| Infinidat, Inc. 401(k) Profit Sharing Plan | Infinidat | $26,167,142 | 188 | $0 |
| Kelly Automotive Group 401(k) Retirement Plan & Trustrecordkeeper | Kelly Automotive Group | $25,447,315 | 256 | $17,226 |
| CHF Industries, Inc. Retirement Savings Plan | CHF Industries | $25,026,479 | 152 | $0 |
| Interdesign, Inc. Profit Sharing Plan | Interdesign | $23,967,687 | 292 | $0 |
| The Blood Connection 401(k) Plan | Blood Connection | $23,346,411 | 885 | $0 |
| Tunnell Companies, L.P. 401(k) Profit Sharing Plan | Tunnell Companies | $21,860,337 | 352 | $19,397 |
| Scott Auto Group 401(k) Plan | Craig Scott | $19,390,394 | 327 | $0 |
| The Great Lakes Brewing Co. 401(k) Profit Sharing Plan | Great Lakes Brewing | $18,365,822 | 265 | $0 |
| Brilliant Corners Retirement Plan | Brillant Corners | $17,115,679 | 614 | not reported |
| Hinkley Lighting, Inc. 401(k) Retirement Plan | Hinkley Lighting | $13,979,378 | 165 | $0 |
| Saarman Construction, Ltd. 401(k) Retirement Plan | Saarman Construction | $13,188,305 | 145 | $6,024 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.