Providers › Cetera Advisors LLC

Cetera Advisors LLC

Service provider, as named on Schedule C
EIN 840858799
Plan year 2024
Direct compensation reported $682,397

Plans listing this provider

0.10% of the 56,420 plans with Schedule H financials; 60 in 2023

Assets of those plans

$2,142,347,657

0.03% of all Schedule H plan assets

Plans where it is the recordkeeper

service code 65 (recordkeeping) or 64 (recordkeeping and information management)

Direct compensation reported, all plans

$682,397

55% of its Schedule C lines carry a positive direct amount

Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.

Services reported

Service code	Meaning	Plans
99	Other fees	27
27	Investment advisory (plan)	25
50	Direct payment from the plan	13
49	Other services	11
15	Recordkeeping and information management	8
21	Trustee (bank, trust company or similar)	8
26	Investment advisory (participants)	8
64	Recordkeeping fees	8

Largest plans served

Plan	Employer	Assets	Participants	Direct compensation
Principal Ease 401(k) Plan	Principal Life Insurance	$650,877,712	27,194	$0
Post & Schell, P.C. Profit Sharing Plan	Post & Schell	$160,878,493	373	$62,603
The Sheehy Organization 401(k) Savings Planrecordkeeper	Sheehy Auto Stores	$130,578,696	2,364	$52,203
Cedar Valley Medical Specialists, P.C. Profit Sharing & Employee Savings Plan	Cedar Valley Medical Specialists	$112,728,889	625	$39,985
Odyssey Logistics & Technology Corporation 401(k) Plan	Odyssey Logistics & Technology	$82,998,480	1,019	$0
Infinity Systems Engineering, LLC 401(k) Planrecordkeeper	Infinity Systems Engineering	$70,039,597	385	$21,141
Northpoint Development, LLC 401(k) Safe Harbor Planrecordkeeper	Northpoint Development	$69,553,814	911	not reported
Velosio, LLC 401(k) Plan	Velosio	$57,620,612	442	$48,625
Louisiana Women's Healthcare Associates, LLC Profit Sharing Plan	Louisiana Women's Healthcare Associates	$52,229,767	327	$28,290
Clear Street 401(k) Plan	Clear Street Management	$45,337,315	635	$12,079
Savant Systems 401(k) Profit Sharing Plan	Savant Systems	$44,669,712	568	$0
Sam Houston Electric Cooperative, Inc. Pension Plan	Sam Houston Electric Cooperative	$36,329,103	182	$0
Bradford & Barthel 401(k) Profit Sharing Plan and Trust	Bradford & Barthel	$35,579,691	289	$0
Premier Health Consultants, LLC Retirement Savings Plan	Premier Health Consultants	$34,437,154	802	$33,227
Denooyer Brothers / Metro 401(k) Plan & Trust	Denooyer Brothers	$33,150,636	267	$0
Sigma Engineers & Constructors, L.L.C. 401(k) Profit Sharing Plan	Sigma Engineers & Constructors	$30,696,337	224	$0
Association of the Bar of the City of New York 401(k) Plan	Association of the Bar of the City of New York	$28,984,747	216	$35,209
Iridex Corporation Profit Sharing/401(k) Plan	Iridex	$28,899,275	146	$14,166
Sebia, Inc 401(k) Planrecordkeeper	Sebia	$28,554,064	207	$10,146
Ocean State Veterinary Specialists 401(k) Profit Sharing Plan	Ocean State Veterinary Specialists	$27,072,706	290	$0
Encompass Medical Group, P.A. 401(k) Retirement Planrecordkeeper	Encompass Medical Group	$26,482,453	209	$14,060
Newage Industries, Inc. 401(k) Plan	Newage Industries	$22,660,863	294	$0
Community Access Unlimited, Inc. 401(k) Plan	Community Access Unlimited	$20,854,366	865	$0
Idaho Steel Products, Inc. Profit Sharing 401(k) Retirement Savings Plan	Idaho Steel Products	$20,650,597	179	$0
Alabama Coushatta Retirement Plan	Alabama Coushatta Tribe of Texas	$18,480,963	736	$0

Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.