Plans listing this provider
20
0.04% of the 56,420 plans with Schedule H financials; 23 in 2023
Providers › Cetera Advisors LLC
Cetera Advisors LLC
- Service provider, as named on Schedule C
- Plan year 2024
- Direct compensation reported $321,909
Assets of those plans
$640,011,902
0.01% of all Schedule H plan assets
Plans where it is the recordkeeper
0
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$321,909
65% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 27 | Investment advisory (plan) | 12 |
| 55 | Other commissions | 6 |
| 99 | Other fees | 2 |
| 22 | Insurance agents and brokers | 1 |
| 26 | Investment advisory (participants) | 1 |
| 52 | Investment management fees paid indirectly by plan | 1 |
| 53 | Insurance brokerage commissions and fees | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Smyrna Ready Mix 401(k) Profit Sharing Plan and Trust | Smyrna Ready Mix Concrete | $119,921,007 | 4,574 | $79,680 |
| Schnabel, Inc. 401(k) and Profit Sharing Plan | Schnabel Inc. D/B/A Schnabel Engineering | $90,195,718 | 735 | $31,256 |
| Tasi Test & Automation 401(k) Plan | Tasi Test & Automation Holdings | $84,161,671 | 0 | $22,043 |
| Flow Control Enterprises, Inc. 401(k) Plan | Flow Control Enterprises | $72,420,513 | 851 | $10,608 |
| Provident Funding 401(k) Plan | Provident Funding Associates | $36,162,039 | 254 | $11,477 |
| MCNC Retirement Plan | MCNC | $32,397,466 | 169 | $0 |
| Bank of Ireland Group U.S. 401(k) Savings Plan | Governor and Company of the Bank of Ireland | $31,018,140 | 96 | $45,890 |
| Telamon Corporation Tax Sheltered Retirement Plan | Telamon | $27,489,637 | 1,162 | $0 |
| Port Consolidated 401(k) Salary Reduction Plan and Trust | Port Consolidated | $22,084,186 | 212 | $39,263 |
| Pacific Coast Sales and Service, Inc. 401k Plan | Pacific Coast Sales and Service | $19,651,396 | 137 | $16,189 |
| Masterpiece Flower Company, LLC 401(k) Retirement Plan | Masterpiece Flower | $15,718,941 | 156 | $19,432 |
| BDG Media, Inc. 401(k) Plan | BDG Media | $15,132,317 | 480 | $14,387 |
| Centra Ventures, Inc. 401(k) Plan | Falcon National Bank | $13,944,016 | 143 | $18,675 |
| Torgeson Electric Co., Inc. Salary Savings Plan | Torgeson Electric | $13,868,120 | 165 | $0 |
| Pure Flow, Inc. Employees' 401(k) Profit Sharing Plan | Pure Flow | $10,208,421 | 118 | $0 |
| Linear Controls, Inc. 401(k) Plan | Linear Controls | $9,509,965 | 102 | $0 |
| Heuberger Motors, Inc. 401(k) Plan | Heuberger Motors | $7,686,364 | 202 | $0 |
| Mary Ann's Baking Co., Inc. Profit Sharing | Mary Ann's Baking | $7,062,149 | 167 | $7,147 |
| Bonney Plumbing LLC 401(k) Profit Sharing Plan | Bonney Plumbing | $6,019,094 | 162 | $5,862 |
| Emerge, Inc. Retirement Plan | Emerge | $5,360,742 | 156 | $0 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.